OIG: All Years Board & CFPB

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OVERSIGHT AREA

Displaying: Board and CFPB Reports for All Oversight Areas

The table below is sortable by the following column header links (Date, Report Title, and Oversight Area).

Board and CFPB Reports not sorted
DATE	AGENCY	REPORT TITLE	OVERSIGHT AREA
10-31-2024	CFPB	2024 Audit of the CFPB's Information Security Program	IT
10-31-2024	Board	2024 Audit of the Board's Information Security Program	IT
9-25-2024	Board	The Board Can Strengthen Its Hiring Practices to Help Mitigate Bias and Reinforce Its Commitment to Ensuring a Diverse Workforce	MO
9-23-2024	Board	FRB Minneapolis Followed Its Paycheck Protection Program Liquidity Facility Collateral Risk Management Processes and Can Enhance Monitoring and Collection Processes	FMIC
9-11-2024	CFPB	Forensic Evaluation of Overbilled Labor Hours on CFPB Contracts	IT
9-4-2024	CFPB	Fiscal Years 2022 and 2023 Risk Assessment of the CFPB's Purchase Card Program	IT
9-4-2024	Board	Calendar Years 2022 and 2023 Risk Assessment of the Board's Purchase Card Program	IT
6-24-2024	CFPB	The CFPB Effectively Monitors Consumer Complaints but Can Enhance Certain Processes	MO
6-12-2024	CFPB	Results of the Security Controls Testing of the CFPB's Consumer Resource Center Mosaic System	IT
6-10-2024	CFPB	The CFPB Effectively Designed a Process to Allocate Surplus Civil Penalty Funds and Monitored Contractor Payments to Victims	FMIC
5-15-2024	CFPB	The CFPB Can Enhance Certain Aspects of Its Examiner Commissioning Program	SR
5-1-2024	CFPB	Independent Accountants' Report on the CFPB's Fiscal Year 2023 Compliance With the Payment Integrity Information Act of 2019	FMIC
4-10-2024	Board	Results of Security Control Testing of the Board's Embargo Application	IT
3-20-2024	CFPB	Results of Scoping of the Evaluation of the CFPB's Healthcare Benefits Eligibility Processes	MO
3-20-2024	CFPB	Results of Security Control Testing of a Videoconferencing Platform Used by the CFPB	IT
3-7-2024	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2023 and 2022, and Independent Auditors' Reports	FMIC
2-26-2024	CFPB	The CFPB Can Enhance Certain Practices to Mitigate the Risk of Conflicts of Interest for Division of Supervision, Enforcement and Fair Lending Employees	SR
2-22-2024	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2023 and 2022, and Independent Auditors' Report	FMIC
2-21-2024	Board	Results of Security Control Testing of the Board's Projection Collection System	IT
2-7-2024	Board	Material Loss Review of Heartland Tri-State Bank	SR
1-24-2024	CFPB	Results of Security Control Testing of the CFPB's Microsoft Office 365 System	IT
1-8-2024	Board	The Board Should Provide Staff With Guidance on Controlled Unclassified Information	MO
1-8-2024	CFPB	The CFPB Can Enhance Certain Aspects of Its Enforcement Investigations Process	SR
12-11-2023	Board	Results of Scoping of the Evaluation of the Board's Intelligence Programs	MO
11-27-2023	Board	Results of Security Control Testing of a Videoconferencing Platform Used by the Board	IT
10-18-2023	Board	FRB Boston Followed Its Processes for Monitoring the Credit Quality of Main Street Lending Program Loans	FMIC
9-29-2023	CFPB	2023 Audit of the CFPB's Information Security Program	IT
9-29-2023	Board	2023 Audit of the Board's Information Security Program	IT
9-27-2023	Board	Review of the Supervision of Silvergate Bank	SR
9-25-2023	Board	Material Loss Review of Silicon Valley Bank	SR
9-18-2023	CFPB	The CFPB Can Improve Its Controls for Exercising Contract Options	FMIC
9-13-2023	Board	Calendar Years 2020–2022 Risk Assessment of the Board's Government Travel Card Program	IT
9-13-2023	CFPB	Fiscal Years 2020–2022 Risk Assessment of the CFPB's Government Travel Card Program	IT
7-31-2023	Board	The Board's Approach to Climate Risk Supervision at Financial Institutions	SR
7-17-2023	Board	The Board and FRB Boston Generally Followed Their Process for Purchasing MSLP Loan Participations but Can Formally Document Some Key Processes	FMIC
6-26-2023	Board	Results of Scoping of the Evaluation of the Board and Reserve Banks' Cybersecurity Incident Response Process for Supervised Institutions	SR
6-14-2023	Board	The Board Can Enhance Its Procedures and Controls for Protecting Confidential Information in Supervision Central	SR
5-31-2023	CFPB	Report on the Independent Audit of the CFPB's Agile Systems/Software Development Life Cycle Processes	IT
5-8-2023	Board	Board Purchase Card Program Controls Are Generally Effective and Can Be Further Strengthened	FMIC
4-26-2023	Board	The Board Can Further Enhance the Design and Effectiveness of the FOMC's Investment and Trading Rules	SR
4-17-2023	Board	Following Established Processes Helped FRB New York and the Board Reduce Risks Associated With Lending Facility Contracts	FMIC
3-27-2023	CFPB	Independent Accountants' Report on the CFPB's Fiscal Year 2022 Compliance With the Payment Integrity Information Act of 2019	FMIC
3-6-2023	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2022 and 2021, and Independent Auditors' Reports	FMIC
2-22-2023	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2022 and 2021, and Independent Auditors' Reports	FMIC
1-18-2023	Board	The Board Can Enhance Enterprise Practices for Data Management Roles and Responsibilities	MO
12-7-2022	Board	The Board Can Enhance Certain Governance Processes Related to Reviewing and Approving Supervisory Proposals	SR
12-7-2022	Board	The Board Can Enhance the Effectiveness of Certain Aspects of Its Model Risk Management Processes for the SR/HC-SABR and BETR Models	SR
11-9-2022	Board	Observations on Cybersecurity Risk Management Processes for Vendors Supporting the Main Street Lending Program and the Secondary Market Corporate Credit Facility	IT
9-30-2022	Board	2022 Audit of the Board's Information Security Program	IT
9-30-2022	CFPB	2022 Audit of the CFPB's Information Security Program	IT
9-28-2022	CFPB	The CFPB Is Generally Prepared to Implement the OPEN Government Data Act and Can Take Additional Steps to Further Align With Related Requirements	MO
9-21-2022	CFPB	The CFPB Implemented Safety Measures in Accordance With Its Reentry Plan	MO
9-7-2022	Board	The Board Implemented Safety Measures in a Manner Consistent With Its Return-to-Office Plan	MO
8-31-2022	CFPB	Fiscal Years 2020 and 2021 Risk Assessment of the Bureau's Purchase Card Program	IT
6-15-2022	Board	Testing Results for the Board's Software and License Asset Management Processes	IT
6-15-2022	Board	Security Control Review of the Board's Secure Document System	IT
4-27-2022	CFPB	Independent Accountants' Report on the Bureau's Fiscal Year 2021 Compliance With the Payment Integrity Information Act of 2019	FMIC
3-23-2022	Board	The Board Can Strengthen Inventory and Cybersecurity Life Cycle Processes for Cloud Systems	IT
3-3-2022	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2021 and 2020, and Independent Auditors' Reports	FMIC
2-28-2022	Board	The Board Has Effective Processes to Collect, Aggregate, Validate, and Report CARES Act Lending Program Data	FMIC
2-24-2022	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2021 and 2020, and Independent Auditors' Reports	FMIC
2-2-2022	Board	The Board's Contract Modification Process Related to Renovation Projects Is Generally Effective	FMIC
1-31-2022	Board	The Board Can Enhance Its Personnel Security Program	MO
12-8-2021	CFPB	The Bureau Can Further Enhance Certain Aspects of Its Approach to Supervising Nondepository Institutions	SR
11-1-2021	CFPB	The Bureau Can Improve Aspects of Its Quality Management Program for Supervision Activities	SR
10-29-2021	CFPB	2021 Audit of the Bureau's Information Security Program	IT
10-29-2021	Board	2021 Audit of the Board's Information Security Program	IT
10-27-2021	CFPB	Independent Auditors' Report on the Bureau's Fiscal Year 2021 Compliance With the Digital Accountability and Transparency Act of 2014	FMIC
10-6-2021	Board	The Board Can Improve the Efficiency and Effectiveness of Certain Aspects of Its Consumer Compliance Examination and Enforcement Action Issuance Processes	SR
9-15-2021	Board	The Board's Implementation of Enterprise Risk Management Continues to Evolve and Can Be Enhanced	IT
9-8-2021	CFPB	Evaluation of the Bureau's Implementation of Splunk	IT
7-21-2021	CFPB	The Bureau Can Improve Its Controls for Issuing and Managing Interagency Agreements	FMIC
7-14-2021	Board	Results of Analytical Testing of the Board's Publicly Reported Data for the Secondary Market Corporate Credit Facility	IT
6-7-2021	Board	The Board's Payroll Controls Are Generally Effective	FMIC
4-28-2021	CFPB	Independent Accountants' Report on the Bureau's Fiscal Year 2020 Compliance With the Payment Integrity Information Act of 2019	FMIC
4-14-2021	Board	Results of Analytical Testing of the Board's Publicly Reported Data for the Main Street Lending Program	IT
3-29-2021	CFPB	The Bureau Can Strengthen Its Hiring Practices and Can Continue Its Efforts to Cultivate a Diverse Workforce	MO
3-10-2021	Board	The Board Can Improve the Management of Its Renovation Projects	FMIC
3-10-2021	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Independent Auditors' Reports	FMIC
2-25-2021	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Independent Auditors' Reports	FMIC
2-24-2021	Board	The Board Economics Divisions Can Enhance Some of Their Planning Processes for Economic Analysis	MO
2-24-2021	CFPB	Forensic Evaluation of the Bureau’s Vendor Payment Process	IT
2-22-2021	Board	Calendar Year 2019 Risk Assessment of the Board’s Government Travel Card Program	IT
2-22-2021	Board	Calendar Year 2019 Risk Assessment of the Board’s Purchase Card Program	IT
11-2-2020	Board	2020 Audit of the Board’s Information Security Program	IT
11-2-2020	CFPB	2020 Audit of the Bureau’s Information Security Program	IT
9-30-2020	Board	The Board's Approach to the Cybersecurity Supervision of LISCC Firms Continues to Evolve and Can Be Enhanced	SR
8-17-2020	CFPB	Results of Scoping and Suspension of the Evaluation of the Bureau's Personnel Security Program	MO
7-22-2020	CFPB	The Bureau's Budget and Funding Processes	FMIC
7-22-2020	CFPB	Technical Testing Results for the Bureau’s Legal Enclave	IT
7-13-2020	Board	Results of Data Analytics Testing of the Board's Suitability and Personnel Screening Processes	IT
6-24-2020	CFPB	The Bureau Can Improve Its Periodic Monitoring Program to Better Target Risk and Enhance Training for Examiners	SR
4-29-2020	CFPB	Testing Results for the Bureau's Plan of Action and Milestones Process	IT
4-20-2020	CFPB	Independent Accountants' Report on the Bureau Civil Penalty Fund's 2019 Compliance With the Improper Payments Information Act of 2002, as Amended	FMIC
4-1-2020	CFPB	Fiscal Year 2019 Risk Assessment of the Bureau's Purchase Card Program	IT
4-1-2020	CFPB	Fiscal Year 2019 Risk Assessment of the Bureau's Government Travel Card Program	IT
3-30-2020	Board	The Board Can Improve Its Contract Administration Processes	FMIC
3-25-2020	Board	The Board Can Strengthen Its Oversight of the Protective Services Unit and Improve Controls for Certain Protective Services Unit Processes	MO
3-25-2020	Board	The Board Can Further Enhance the Design and Implementation of Its Operating Budget Process	FMIC
3-25-2020	Board	Testing Results for the Data Loss Protection Solution Used by the Board	IT
3-23-2020	CFPB	Testing Results of Select Bureau Cybersecurity Incident Response Processes	IT
3-23-2020	CFPB	Technical Testing Results of the Bureau's Data Exfiltration Controls and Related Technologies	IT
3-18-2020	Board	The Board's Oversight of Its Designated Financial Market Utility Supervision Program Is Generally Effective, but Certain Program Aspects Can Be Improved	FMIC
3-18-2020	Board	The Board Can Enhance Certain Aspects of Its Enforcement Action Monitoring Practices	SR
3-11-2020	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2019 and 2018, and Independent Auditors' Report	FMIC
3-9-2020	Board	The Board Should Finalize Guidance to Clearly Define Those Considered Senior Examiners and Subject to the Associated Postemployment Restriction	SR
3-2-2020	CFPB	The Bureau's Office of Enforcement Has Centralized and Improved Its Final Order Follow-Up Activities, but Additional Resources and Guidance Are Needed	SR
2-26-2020	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2019 and 2018, and Independent Auditors' Report	FMIC
10-31-2019	CFPB	2019 Audit of the Bureau's Information Security Program	IT
10-31-2019	Board	2019 Audit of the Board's Information Security Program	IT
9-30-2019	Board	The Board's Law Enforcement Operations Bureau Can Improve Internal Processes	MO
9-25-2019	Board	The Board Can Enhance Its Internal Enforcement Action Issuance and Termination Processes by Clarifying the Processes, Addressing Inefficiencies, and Improving Transparency	SR
9-25-2019	Board	Leveraging Certain Strategies May Help the Board Timely Implement and Sustain Enterprisewide Workforce Planning	MO
9-25-2019	CFPB	Independent Accountants' Report on the Bureau's 2019 Compliance With the Digital Accountability and Transparency Act of 2014	FMIC
9-11-2019	Board	Forensic Evaluation of the Board's Government Travel Card Program	IT
7-17-2019	CFPB	The Bureau Can Improve the Effectiveness of Its Life Cycle Processes for FedRAMP	IT
6-3-2019	CFPB	Bureau Efforts to Share Consumer Complaint Data Internally Are Generally Effective; Improvements Can Be Made to Enhance Training and Strengthen Access Approval	FMIC
5-22-2019	CFPB	Technical Testing Results for the Bureau's SQL Server Environment	IT
5-8-2019	Board	Closure of the Audit of the Board's Fine Arts Program	MO
4-29-2019	CFPB	Independent Accountants' Report on the Bureau Civil Penalty Fund's 2018 Compliance With the Improper Payments Information Act of 2002, as Amended	FMIC
3-25-2019	Board	The Board Can Take Additional Steps to Advance Workforce Planning	MO
3-25-2019	CFPB	The Bureau Can Improve Its Risk Assessment Framework for Prioritizing and Scheduling Examination Activities	SR
3-7-2019	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2018 and 2017, and Independent Auditors' Reports	FMIC
2-27-2019	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2018 and 2017, and Independent Auditors' Reports	FMIC
2-14-2019	Board	Strengthening Organizational Governance	FMIC
2-13-2019	CFPB	Fiscal Year 2018 Risk Assessment of the Bureau's Travel Card Program	IT
1-28-2019	CFPB	The Bureau Can Improve Its Follow-Up Process for Matters Requiring Attention at Supervised Institutions	SR
12-12-2018	CFPB	Bureau Purchase Card Program Controls Appear to Be Operating Effectively	FMIC
12-12-2018	Board	The Board Can Strengthen Controls Over Its Academic Assistance Program	MO
12-3-2018	Board	The Board's Currency Shipment Process Is Generally Effective but Can Be Enhanced to Gain Efficiencies and to Improve Contract Administration	FMIC
11-5-2018	Board	The Board Can Strengthen Information Technology Governance	IT
11-5-2018	Board	Evaluation of the Board's Implementation of Splunk	IT
10-31-2018	CFPB	2018 Audit of the Bureau's Information Security Program	IT
10-31-2018	Board	2018 Audit of the Board's Information Security Program	IT
9-26-2018	Board	Security Control Review of the Board Division of Research and Statistics' General Support System	IT
9-26-2018	CFPB	The Bureau's Travel Card Program Controls Are Generally Effective but Could Be Further Strengthened	FMIC
9-26-2018	Board	Review of the Failure of Fayette County Bank	SR
9-5-2018	Board	Knowledge Management for the Board’s Comprehensive Liquidity Analysis and Review Is Generally Effective and Can Be Further Enhanced	SR
6-27-2018	CFPB	Security Control Review of the Bureau's Mosaic System	IT
6-20-2018	Board	In Accordance With Applicable Guidance, Reserve Banks Rely on the Primary Federal Regulator of the Insured Depository Institution in the Consolidated Supervision of Regional Banking Organizations, but Document Sharing Can Be Improved	SR
6-20-2018	CFPB	The Bureau Could Have Better Managed Its GMMB Contract and Should Strengthen Controls for Contract Financing and Contract Management	FMIC
5-14-2018	CFPB	Independent Accountants' Report on the Bureau Civil Penalty Fund's 2017 Compliance With the Improper Payments Information Act of 2002, as Amended	FMIC
3-22-2018	CFPB	Closure of the Security Control Review of the CFPB's SQL Operating Environment	IT
3-21-2018	Board	Security Control Review of the Board's Public Website	IT
3-19-2018	Board	Review of the Failure of Allied Bank	SR
3-7-2018	Board	Security Control Review of the RADAR Data Warehouse	IT
3-5-2018	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2017 and 2016, and Independent Auditors' Reports	FMIC
2-27-2018	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2017 and 2016, and Independent Auditors' Reports	FMIC
2-21-2018	CFPB	Fiscal Year 2017 Risk Assessment of the CFPB's Travel Card Program	IT
2-21-2018	CFPB	Fiscal Year 2017 Risk Assessment of the CFPB's Purchase Card Program	IT
2-14-2018	CFPB	Report on the Independent Audit of the Consumer Financial Protection Bureau’s Privacy Program	IT
1-25-2018	CFPB	Audit of the CFPB’s Encryption of Data on Mobile Devices	IT
1-22-2018	CFPB	The CFPB Can Further Strengthen Controls Over Certain Offboarding Processes and Data	MO
12-11-2017	Board	The Board’s Organizational Governance System Can Be Strengthened	FMIC
11-15-2017	Board	Leadership and Management Best Practices to Increase Employee Willingness to Share Views	SR
10-31-2017	CFPB	2017 Audit of the CFPB's Information Security Program	IT
10-31-2017	Board	2017 Audit of the Board's Information Security Program	IT
10-23-2017	CFPB	The CFPB Met DATA Act Submission Requirements	FMIC
9-27-2017	CFPB	The CFPB Can Improve Its Examination Workpaper Documentation Practices	SR
9-20-2017	CFPB	The CFPB Can Enhance the Effectiveness of Its Examiner Commissioning Program and On-the-Job Training Program	SR
9-20-2017	CFPB	The CFPB Generally Complies With Requirements for Issuing Civil Investigative Demands but Can Improve Certain Guidance and Centralize Recordkeeping	SR
8-16-2017	Board	The Board Can Strengthen Its Guidance and Planning Efforts for Future Evaluations of the Law Enforcement Unit	MO
5-24-2017	Board	The Board Can Improve Communication and Documentation Regarding the Martin Building Project	FMIC
5-22-2017	CFPB	Security Control Review of the CFPB's Public Website	IT
5-15-2017	CFPB	The CFPB Can Improve Its Practices to Safeguard the Office of Enforcement's Confidential Investigative Information	SR
4-17-2017	CFPB	Security Control Review of the CFPB's Active Directory Implementation	IT
4-17-2017	Board	The Board Can Enhance Its Cybersecurity Supervision Approach in the Areas of Third-Party Service Provider Oversight, Resource Management, and Information Sharing	IT
3-30-2017	CFPB	The CFPB Can Strengthen Contract Award Controls and Administrative Processes	FMIC
3-29-2017	CFPB	The CFPB's Civil Penalty Fund Is in Compliance With the Improper Payments Information Act of 2002, as Amended	FMIC
3-29-2017	Board	The Board Can Improve the Effectiveness of Continuous Monitoring as a Supervisory Tool	SR
3-15-2017	Board	The Board Can Improve Documentation of Office of Foreign Assets Control Examinations	SR
3-15-2017	CFPB	The CFPB Can Strengthen Its Controls for Identifying and Avoiding Conflicts of Interest Related to Vendor Activities	SR
3-7-2017	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2016 and 2015, and Independent Auditors' Reports	FMIC
3-1-2017	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2016 and 2015, and Independent Auditors' Reports	FMIC
2-1-2017	CFPB	Fiscal Year 2016 Risk Assessment of the CFPB's Purchase Card Program	IT
2-1-2017	CFPB	Fiscal Year 2016 Risk Assessment of the CFPB's Travel Card Program	IT
11-30-2016	CFPB	Evaluation of the CFPB's Implementation of the Digital Accountability and Transparency Act of 2014	FMIC
11-30-2016	CFPB	The CFPB's Advisory Committees Help Inform Agency Activities, but Advisory Committees' Administration Should Be Enhanced	MO
11-14-2016	Board	Opportunities Exist to Increase Employees' Willingness to Share Their Views About Large Financial Institution Supervision Activities	SR
11-10-2016	CFPB	2016 Audit of the CFPB’s Information Security Program	IT
11-10-2016	Board	2016 Audit of the Board’s Information Security Program	IT
8-12-2016	Board	OIG Report on the Board’s Information Security Management Practices Pursuant to Section 406 of the Cybersecurity Act of 2015	IT
8-12-2016	CFPB	OIG Report on the CFPB’s Information Security Management Practices Pursuant to Section 406 of the Cybersecurity Act of 2015	IT
7-25-2016	CFPB	The CFPB's Coordination for Targeted Consumer Financial Education Aligns With Best Practices and Can Benefit From Federal Partner Insights	MO
7-22-2016	Board	The Board's Protective Services Unit Is Operating Effectively and Efficiently	MO
6-27-2016	CFPB	The CFPB Should Continue to Enhance Controls for Its Government Travel Card Program	FMIC
5-11-2016	Board	Security Control Review of the Board's Active Directory Implementation	IT
5-2-2016	CFPB	The CFPB's Civil Penalty Fund Is in Compliance With the Improper Payments Information Act of 2002, as Amended	FMIC
4-15-2016	Board	The Board Should Strengthen Controls to Safeguard Embargoed Sensitive Economic Information Provided to News Organizations	MO
3-31-2016	Board	Review of the Failure of NBRS Financial	SR
3-8-2016	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2015 and 2014, and Independent Auditors’ Reports	FMIC
3-2-2016	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2015 and 2014, and Independent Auditors’ Reports	FMIC
2-3-2016	CFPB	Collecting Additional Information Can Help the CFPB Manage Its Future Space-Planning Activities	FMIC
1-19-2016	CFPB	The CFPB's Civil Penalty Fund Victim Identification Process Is Generally Effective but Can Be Enhanced	FMIC
12-17-2015	CFPB	Fiscal Year 2015 Risk Assessment of the CFPB's Purchase Card Program	FMIC
12-17-2015	Board	Security Control Review of the Board's Statistics and Reserves System	IT
11-13-2015	CFPB	2015 Audit of the CFPB's Information Security Program	IT
11-13-2015	Board	2015 Audit of the Board's Information Security Program	IT
10-29-2015	Board	The Board Identified Areas of Improvement for Its Supervisory Stress Testing Model Validation Activities, and Opportunities Exist for Further Enhancement	SR
9-30-2015	Board	Congressional Request Related to the In-Scope Borrower Population of the Independent Foreclosure Review and the Subsequent Payment Agreement	SR
9-16-2015	Board	The Board Continues to Follow a Structured Approach to Planning and Executing the Relocation of the Data Center	IT
9-10-2015	CFPB	Opportunities Exist to Enhance Management Controls Over the CFPB's Consumer Complaint Database	FMIC
9-2-2015	CFPB	The CFPB Can Enhance Its Contract Management Processes and Related Controls	FMIC
9-2-2015	Board	Security Control Review of the Board’s Consolidated Supervision Comparative Analysis, Planning and Execution System	IT
8-26-2015	CFPB	The CFPB Can Further Enhance Internal Controls for Certain Hiring Processes	MO
7-31-2015	CFPB	CFPB Headquarters Construction Costs Appear Reasonable and Controls Are Designed Appropriately	FMIC
7-23-2015	CFPB	Security Control Review of the CFPB’s Data Team Complaint Database	IT
6-29-2015	CFPB	The CFPB Can Enhance Its Process for Notifying Prudential Regulators of Potential Material Violations	SR
6-1-2015	CFPB	Coordination of Responsibilities Among the Consumer Financial Protection Bureau and the Prudential Regulators—Limited Scope Review	SR
5-7-2015	CFPB	The CFPB Is in Compliance With IPIA, as Amended	FMIC
3-31-2015	Board	The Board Can Enhance Its Diversity and Inclusion Efforts	MO
3-31-2015	CFPB	Security Control Review of the CFPB's Tableau System	IT
3-26-2015	Board	Review of the Failure of Waccamaw Bank	SR
3-17-2015	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2014 and 2013, and Independent Auditors' Reports	FMIC
3-12-2015	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2014 and 2013, and Independent Auditors' Reports	FMIC
3-4-2015	CFPB	The CFPB Can Enhance Its Diversity and Inclusion Efforts	MO
1-30-2015	Board	Audit of Planned Physical and Environmental Controls for the Board’s Data Center Relocation	IT
12-23-2014	CFPB	Fiscal Year 2014 Risk Assessment of the CFPB’s Purchase Card and Travel Card Programs	FMIC
12-18-2014	Board	Opportunities Exist to Improve the Operational Efficiency and Effectiveness of the Board's Information Security Life Cycle	IT
11-14-2014	Board	2014 Audit of the Board's Information Security Program	IT
11-14-2014	CFPB	2014 Audit of the CFPB's Information Security Program	IT
10-30-2014	Board	The Board Can Better Coordinate Its Contingency Planning and Continuity of Operations Program	IT
10-17-2014	Board	The Board Should Enhance Its Supervisory Processes as a Result of Lessons Learned From the Federal Reserve's Supervision of JPMorgan Chase & Company's Chief Investment Office	SR
9-30-2014	CFPB	Audit of the CFPB’s Acquisition and Contract Management of Select Cloud Computing Services	IT
9-30-2014	Board	Opportunities Exist to Enhance the Board’s Oversight of Future Complex Enforcement Actions	SR
9-30-2014	Board	Opportunities Exist to Enhance the Onsite Reviews of the Reserve Banks’ Wholesale Financial Services	FMIC
9-29-2014	CFPB	The CFPB Complies With Section 1100G of the Dodd-Frank Act, but Opportunities Exist for the CFPB to Enhance Its Process	SR
8-21-2014	Board	Security Control Review of the Board’s E2 Solutions Travel Management System	IT
7-25-2014	Board	Enforcement Actions and Professional Liability Claims Against Institution-Affiliated Parties and Individuals Associated with Failed Institutions	SR
7-17-2014	CFPB	Security Control Review of the CFPB’s Cloud Computing–Based General Support System	IT
6-30-2014	CFPB	Response to the January 29, 2014, Congressional Request Regarding the CFPB's Headquarters Renovation Project	FMIC
6-30-2014	Board	The Board Should Enhance Its Policies and Procedures Related to Conference Activities	FMIC
6-30-2014	CFPB	The CFPB Has Established Effective GPRA Processes, but Opportunities Exist for Further Enhancement	MO
3-31-2014	Board	Opportunities Exist for the Board to Improve Recordkeeping, Cost Estimation, and Cost Management Processes for the Martin Building Construction and Renovation Project	FMIC
3-28-2014	Board	The Board's Law Enforcement Unit Could Benefit From Enhanced Oversight and Controls to Ensure Compliance With Applicable Regulations and Policies	MO
3-27-2014	CFPB	The CFPB Can Improve the Efficiency and Effectiveness of Its Supervisory Activities	SR
3-26-2014	Board	Transfer of Office of Thrift Supervision Functions Is Completed	MO
3-12-2014	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2013 and 2012, and Independent Auditors' Reports	FMIC
3-12-2014	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2013 and 2012, and Independent Auditors' Reports	FMIC
2-26-2014	Board	Opportunities Exist to Achieve Operational Efficiencies in the Board's Management of Information Technology Services	IT
2-7-2014	Board	Audit of the Board's Data Center Relocation	IT
1-16-2014	CFPB	Audit of the CFPB's Civil Penalty Fund	FMIC
12-16-2013	CFPB	The CFPB Should Reassess Its Approach to Integrating Enforcement Attorneys Into Examinations and Enhance Associated Safeguards	SR
12-2-2013	CFPB	2013 Audit of the CFPB's Information Security Program	IT
11-14-2013	Board	2013 Audit of the Board's Information Security Program	IT
10-29-2013	CFPB	Response to a Congressional Request Regarding the CFPB's Compliance with Federal Requirements for Addressing Climate Change	MO
10-29-2013	Board	Response to a Congressional Request Regarding the Board's Compliance with Federal Requirements for Addressing Climate Change	MO
10-22-2013	CFPB	Observations and Matters for Consideration Regarding the CFPB's Annual Budget Process	FMIC
9-30-2013	CFPB	The CFPB Should Strengthen Internal Controls for Its Government Travel Card Program to Ensure Program Integrity	FMIC
9-30-2013	Board	The Board Should Improve Procedures for Preparing for and Responding to Emergency Events	MO
9-30-2013	CFPB	Opportunities Exist for the CFPB to Strengthen Compliance with Its Purchase Card Policies and Procedures	FMIC
9-26-2013	Board	Status of the Transfer of Office of Thrift Supervision Functions	SR
9-5-2013	Board	The Board Can Benefit from Implementing an Agency-Wide Process for Maintaining and Monitoring Administrative Internal Control	FMIC
8-27-2013	Board	Board Should Strengthen Controls over the Handling of the Federal Open Market Committee Meeting Minutes	FMIC
8-26-2013	CFPB	Opportunities Exist to Enhance the CFPB's Policies, Procedures, and Monitoring Activities for Conferences	FMIC
8-6-2013	Board	Security Control Review of a Third-party Commercial Data Exchange Service Used by the Board's Division of Banking Supervision and Regulation	IT
7-19-2013	Board	Security Control Review of the Board's National Examination Database System	IT
7-1-2013	Board	Board Should Enhance Compliance with Small Entity Compliance Guide Requirements Contained in the Small Business Regulatory Enforcement Fairness Act of 1996	SR
3-29-2013	Board	Controls over the Board's Purchase Card Program Can Be Strengthened	FMIC
3-29-2013	Board	Audit Observations on the Board's Planning and Contracting Process for the Martin Building Construction, Renovation, and Relocation of Staff	MO
3-28-2013	CFPB	Security Control Review of the Consumer Financial Protection Bureau's Consumer Response System	IT
3-28-2013	CFPB	CFPB Contract Solicitation and Selection Processes Facilitate FAR Compliance, but Opportunities Exist to Strengthen Internal Controls	FMIC
3-27-2013	Board	Status of the Transfer of Office of Thrift Supervision Functions	SR
3-22-2013	Board	Review of the Failure of Bank of Whitman	SR
3-5-2013	Board	Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2012 and 2011, and Independent Auditors' Reports	FMIC
2-28-2013	Board	Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2012 and 2011, and Independent Auditors' Report	FMIC
1-18-2013	Board	No Changes Recommended to Freedom of Information Act Exemption Included in the Amended Federal Reserve Act	MO
12-1-2012	Board	Security Control Review of Contingency Planning Controls for the Information Technology General Support System	IT
11-15-2012	CFPB	2012 Audit of the Consumer Financial Protection Bureau's Information Security Program	IT
11-12-2012	Board	2012 Audit of the Board's Information Security Program	IT
9-28-2012	Board	Audit of the Board's Government Travel Card Program	FMIC
9-28-2012	Board	Security Control Review of the Aon Hewitt Employee Benefits System	IT
9-28-2012	Board	Audit of the Board's Actions to Analyze Mortgage Foreclosure Processing Risks	MO
9-28-2012	CFPB	Evaluation of the Consumer Financial Protection Bureau's Consumer Response Unit	MO
9-26-2012	Board	Status of the Transfer of Office of Thrift Supervision Functions	SR
8-31-2012	Board	Audit of the Small Community Bank Examination Process	SR
8-16-2012	Board	Inspection of the Board's Protective Services Unit	MO
8-8-2012	Board	Security Control Review of the Federal Reserve Bank of Richmond's Lotus Notes Systems Supporting the Board's Division of Banking Supervision and Regulation	IT
7-31-2012	Board	Review of the Unauthorized Disclosure of a Confidential Staff Draft of the Volcker Rule Notice of Proposed Rulemaking	SR
5-23-2012	Board	Audit of the Board's Progress in Developing Enhanced Prudential Standards	SR
5-18-2012	Board	Material Loss Review of Community Banks of Colorado	SR
4-20-2012	Board	Security Control Review of the Board's Public Website	IT
4-12-2012	Board	Material Loss Review of the Bank of the Commonwealth	SR
3-30-2012	Board	Security Control Review of the National Remote Access Services System	IT
3-30-2012	Board	Inquiry into Allegations of Undue Political Interference with Federal Reserve Officials Related to the 1972 Watergate Burglary and Iraq Weapons Purchases during the 1980s	MO
3-21-2012	Board	Status of the Transfer of Office of Thrift Supervision Functions	SR
3-8-2012	Board	Board Financial Statements and Independent Auditors' Report, December 31, 2011 and 2010	FMIC
3-5-2012	Board	Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2011 and 2010	FMIC
2-22-2012	Board	Material Loss Review of First Chicago Bank and Trust	SR
1-27-2012	Board	Review of the Division of Reserve Bank Operations and Payment Systems' Oversight of the Next Generation $100 Note	MO
12-15-2011	Board	Review of the Failure of Legacy Bank	SR
11-22-2011	Board	Material Loss Review of the Park Avenue Bank	SR
11-15-2011	CFPB	Audit of the Bureau of Consumer Financial Protection's Information Security Program	IT
11-14-2011	Board	Audit of the Board's Information Security Program	IT
9-30-2011	Board	Summary Analysis of Failed Bank Reviews	SR
9-30-2011	Board	Evaluation of Prompt Regulatory Action Implementation	SR
9-30-2011	Board	Security Control Review of the Visitor Registration System	IT
9-30-2011	Board	Audit of the Board's Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act	SR
9-29-2011	Board	Review of the Failure of Pierce Commercial Bank	SR
9-28-2011	Board	Status of the Transfer of Office of Thrift Supervision Functions	SR
8-23-2011	Board	Material Loss Review of First Community Bank	SR
7-29-2011	Board	Annual Report of the Council of Inspectors General on Financial Oversight	SR
7-15-2011	CFPB	Review of CFPB Implementation Planning Activities	MO
6-13-2011	Board	Response to a Congressional Request Regarding the Economic Analysis Associated with Specified Rulemakings	SR
3-31-2011	Board	Review of the Failure of Independent Bankers' Bank	SR
3-31-2011	Board	Audit of the Board's Transportation Subsidy Program	FMIC
3-28-2011	Board	Review of the Joint Implementation Plan for the Transfer of Office of Thrift Supervision Functions	SR
2-28-2011	Board	Board Financial Statements and Independent Auditors' Report, December 31, 2010 and 2009	FMIC
2-28-2011	Board	Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2010 and 2009	FMIC
1-10-2011	Board	Joint Response by the Inspectors General of the Department of the Treasury and the Board of Governors of the Federal Reserve System to a Request for Information Concerning the Bureau of Consumer Financial Protection	SR
12-17-2010	Board	Security Control Review of the Internet Electronic Submission System	IT
12-8-2010	Board	Material Loss Review of Midwest Bank and Trust Company	SR
11-16-2010	Board	The Federal Reserve's Section 13(3) Lending Facilities to Support Overall Market Liquidity: Function, Status, and Risk Management	MO
11-15-2010	Board	Audit of the Board's Information Security Program	IT
9-30-2010	Board	Review of the Failure of Marco Community Bank	SR
9-1-2010	Board	Material Loss Review of Barnes Banking Company	SR
6-30-2010	Board	Material Loss Review of SolutionsBank	SR
6-24-2010	Board	Security Control Review of the Lotus Notes and Lotus Domino Infrastructure	IT
6-14-2010	Board	Material Loss Review of Orion Bank	SR
5-12-2010	Board	Material Loss Review of Bank of Elmwood	SR
5-12-2010	Board	Material Loss Review of San Joaquin Bank	SR
4-29-2010	Board	Material Loss Review of Warren Bank	SR
4-29-2010	Board	Material Loss Review of Irwin Union Bank and Trust	SR
3-19-2010	Board	Board Financial Statements and Independent Auditors' Report, December 31, 2009 and 2008	FMIC
3-15-2010	Board	Material Loss Review of CapitalSouth Bank	SR
3-15-2010	Board	Material Loss Review of Community Bank of Nevada	SR
3-12-2010	Board	Material Loss Review of Community First Bank	SR
3-9-2010	Board	Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2009 and 2008	FMIC
2-19-2010	Board	Material Loss Review of BankFirst	SR
1-28-2010	Board	Material Loss Review of Neighborhood Community Bank	SR
1-28-2010	Board	Material Loss Review of Community Bank of West Georgia	SR
12-18-2009	Board	Material Loss Review of Michigan Heritage Bank	SR
11-17-2009	Board	Audit of the Board's Information Security Program	IT
10-1-2009	Board	Audit of Management and Accountability of Mobile Computing Devices	IT
9-30-2009	Board	The Board's Processing of Applications for the Capital Purchase Program under the Troubled Asset Relief Program	MO
9-9-2009	Board	Material Loss Review of Riverside Bank of the Gulf Coast	SR
6-29-2009	Board	Material Loss Review of First Georgia Community Bank	SR
6-1-2009	Board	Security Control Review of the Electronic Security System	IT
3-31-2009	Board	Audit of Blackberry and Cell Phone Internal Controls	FMIC
3-31-2009	Board	Security Control Review of the Audit Logging Provided by the Information Technology General Support System	IT
3-23-2009	Board	Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2008 and 2007	FMIC
3-2-2009	Board	Report on the Inspection of the Board's Law Enforcement Unit	MO
9-30-2008	Board	Report on the Audit of the Board's Information Security Program	IT
9-30-2008	Board	Report on the Control Review of the Board's Currency Expenditures and Assessments	FMIC
9-1-2008	Board	Evaluation of Certification and Accreditation (C&A) Reviews of the National Examination Database	IT
9-1-2008	Board	Evaluation of Data Flows for Board Employee Information Received by the Office of Employee Benefits and its Contractors	IT
9-1-2008	Board	Security Control Reviews of Two Federal Reserve Bank of Boston Applications	IT
6-2-2008	Board	Reducing the Risk of Loss or Theft of Confidential Information: Comparison of Agencies' Requirements	FMIC
6-2-2008	Board	Security Control Review of the Currency Ordering System (COS)	IT
3-19-2008	Board	Board Financial Statements and Independent Auditors' Report, December 31, 2007 and 2006	FMIC
3-3-2008	Board	Control Review of the Reserve Bank Operating Assessment Process	FMIC
3-3-2008	Board	Inspection of Controls for Safeguarding Confidential and Personally Identifiable Information Collected During Bank Examinations	FMIC
3-3-2008	Board	Review of Selected Common Information Security Controls	IT
2-28-2008	Board	Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2007 and 2006	FMIC
1-1-2008	Board	Security Control Review of the Federal Reserve Integrated Records Management Architecture	IT
9-28-2007	Board	Inspection Of Federal Reserve Examination Practices For Assessing Financial Institutions' Office Of Foreign Asset Control (OFAC) Compliance Programs	SR
9-25-2007	Board	Report on the Audit of the Board's Information Security Program	IT
9-3-2007	Board	Report on the Inspection of the Board's Protective Services Unit	MO
4-17-2007	Board	Board Financial Statements and Independent Auditors' Report December 31, 2006 and 2005	FMIC
3-28-2007	Board	Applying Agreed-Upon Procedures Statement of Financial Accounting Standards No. 112	FMIC
3-9-2007	Board	Audit of the Board's Compliance with Overtime Requirements of the Fair Labor Standards Act	MO
3-7-2007	Board	Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report December 31, 2006 and 2005	FMIC
2-2-2007	Board	Applying Agreed-Upon Procedures Statement of Financial Accounting Standards No. 106	FMIC

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