| 12-9-2024 |
CFPB |
The CFPB Can Strengthen Guidance on Cost-Increase Modifications |
FMIC |
| 12-2-2024 |
CFPB |
The CFPB Can Improve Its Process for Onboarding Depository Institutions That Transition to Its Oversight |
SR |
| 10-31-2024 |
Board |
2024 Audit of the Board's Information Security Program |
IT |
| 10-31-2024 |
CFPB |
2024 Audit of the CFPB's Information Security Program |
IT |
| 9-25-2024 |
Board |
The Board Can Strengthen Its Hiring Practices to Help Mitigate Bias and Reinforce Its Commitment to Ensuring a Diverse Workforce |
MO |
| 9-23-2024 |
Board |
FRB Minneapolis Followed Its Paycheck Protection Program Liquidity Facility Collateral Risk Management Processes and Can Enhance Monitoring and Collection Processes |
FMIC |
| 9-11-2024 |
CFPB |
Forensic Evaluation of Overbilled Labor Hours on CFPB Contracts |
IT |
| 9-4-2024 |
CFPB |
Fiscal Years 2022 and 2023 Risk Assessment of the CFPB's Purchase Card Program |
IT |
| 9-4-2024 |
Board |
Calendar Years 2022 and 2023 Risk Assessment of the Board's Purchase Card Program |
IT |
| 6-24-2024 |
CFPB |
The CFPB Effectively Monitors Consumer Complaints but Can Enhance Certain Processes |
MO |
| 6-12-2024 |
CFPB |
Results of the Security Controls Testing of the CFPB's Consumer Resource Center Mosaic System |
IT |
| 6-10-2024 |
CFPB |
The CFPB Effectively Designed a Process to Allocate Surplus Civil Penalty Funds and Monitored Contractor Payments to Victims |
FMIC |
| 5-15-2024 |
CFPB |
The CFPB Can Enhance Certain Aspects of Its Examiner Commissioning Program |
SR |
| 5-1-2024 |
CFPB |
Independent Accountants' Report on the CFPB's Fiscal Year 2023 Compliance With the Payment Integrity Information Act of 2019 |
FMIC |
| 4-10-2024 |
Board |
Results of Security Control Testing of the Board's Embargo Application |
IT |
| 3-20-2024 |
CFPB |
Results of Security Control Testing of a Videoconferencing Platform Used by the CFPB |
IT |
| 3-20-2024 |
CFPB |
Results of Scoping of the Evaluation of the CFPB's Healthcare Benefits Eligibility Processes |
MO |
| 3-7-2024 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2023 and 2022, and Independent Auditors' Reports |
FMIC |
| 2-26-2024 |
CFPB |
The CFPB Can Enhance Certain Practices to Mitigate the Risk of Conflicts of Interest for Division of Supervision, Enforcement and Fair Lending Employees |
SR |
| 2-22-2024 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2023 and 2022, and Independent Auditors' Report |
FMIC |
| 2-21-2024 |
Board |
Results of Security Control Testing of the Board's Projection Collection System |
IT |
| 2-7-2024 |
Board |
Material Loss Review of Heartland Tri-State Bank |
SR |
| 1-24-2024 |
CFPB |
Results of Security Control Testing of the CFPB's Microsoft Office 365 System |
IT |
| 1-8-2024 |
Board |
The Board Should Provide Staff With Guidance on Controlled Unclassified Information |
MO |
| 1-8-2024 |
CFPB |
The CFPB Can Enhance Certain Aspects of Its Enforcement Investigations Process |
SR |
| 12-11-2023 |
Board |
Results of Scoping of the Evaluation of the Board's Intelligence Programs |
MO |
| 11-27-2023 |
Board |
Results of Security Control Testing of a Videoconferencing Platform Used by the Board |
IT |
| 10-18-2023 |
Board |
FRB Boston Followed Its Processes for Monitoring the Credit Quality of Main Street Lending Program Loans |
FMIC |
| 9-29-2023 |
CFPB |
2023 Audit of the CFPB's Information Security Program |
IT |
| 9-29-2023 |
Board |
2023 Audit of the Board's Information Security Program |
IT |
| 9-27-2023 |
Board |
Review of the Supervision of Silvergate Bank |
SR |
| 9-25-2023 |
Board |
Material Loss Review of Silicon Valley Bank |
SR |
| 9-18-2023 |
CFPB |
The CFPB Can Improve Its Controls for Exercising Contract Options |
FMIC |
| 9-13-2023 |
CFPB |
Fiscal Years 2020–2022 Risk Assessment of the CFPB's Government Travel Card Program |
IT |
| 9-13-2023 |
Board |
Calendar Years 2020–2022 Risk Assessment of the Board's Government Travel Card Program |
IT |
| 7-31-2023 |
Board |
The Board's Approach to Climate Risk Supervision at Financial Institutions |
SR |
| 7-17-2023 |
Board |
The Board and FRB Boston Generally Followed Their Process for Purchasing MSLP Loan Participations but Can Formally Document Some Key Processes |
FMIC |
| 6-26-2023 |
Board |
Results of Scoping of the Evaluation of the Board and Reserve Banks' Cybersecurity Incident Response Process for Supervised Institutions |
SR |
| 6-14-2023 |
Board |
The Board Can Enhance Its Procedures and Controls for Protecting Confidential Information in Supervision Central |
SR |
| 5-31-2023 |
CFPB |
Report on the Independent Audit of the CFPB's Agile Systems/Software Development Life Cycle Processes |
IT |
| 5-8-2023 |
Board |
Board Purchase Card Program Controls Are Generally Effective and Can Be Further Strengthened |
FMIC |
| 4-26-2023 |
Board |
The Board Can Further Enhance the Design and Effectiveness of the FOMC's Investment and Trading Rules |
SR |
| 4-17-2023 |
Board |
Following Established Processes Helped FRB New York and the Board Reduce Risks Associated With Lending Facility Contracts |
FMIC |
| 3-27-2023 |
CFPB |
Independent Accountants' Report on the CFPB's Fiscal Year 2022 Compliance With the Payment Integrity Information Act of 2019 |
FMIC |
| 3-6-2023 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2022 and 2021, and Independent Auditors' Reports |
FMIC |
| 2-22-2023 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2022 and 2021, and Independent Auditors' Reports |
FMIC |
| 1-18-2023 |
Board |
The Board Can Enhance Enterprise Practices for Data Management Roles and Responsibilities |
MO |
| 12-7-2022 |
Board |
The Board Can Enhance the Effectiveness of Certain Aspects of Its Model Risk Management Processes for the SR/HC-SABR and BETR Models |
SR |
| 12-7-2022 |
Board |
The Board Can Enhance Certain Governance Processes Related to Reviewing and Approving Supervisory Proposals |
SR |
| 11-9-2022 |
Board |
Observations on Cybersecurity Risk Management Processes for Vendors Supporting the Main Street Lending Program and the Secondary Market Corporate Credit Facility |
IT |
| 9-30-2022 |
CFPB |
2022 Audit of the CFPB's Information Security Program |
IT |
| 9-30-2022 |
Board |
2022 Audit of the Board's Information Security Program |
IT |
| 9-28-2022 |
CFPB |
The CFPB Is Generally Prepared to Implement the OPEN Government Data Act and Can Take Additional Steps to Further Align With Related Requirements |
MO |
| 9-21-2022 |
CFPB |
The CFPB Implemented Safety Measures in Accordance With Its Reentry Plan |
MO |
| 9-7-2022 |
Board |
The Board Implemented Safety Measures in a Manner Consistent With Its Return-to-Office Plan |
MO |
| 8-31-2022 |
CFPB |
Fiscal Years 2020 and 2021 Risk Assessment of the Bureau's Purchase Card Program |
IT |
| 6-15-2022 |
Board |
Testing Results for the Board's Software and License Asset Management Processes |
IT |
| 6-15-2022 |
Board |
Security Control Review of the Board's Secure Document System |
IT |
| 4-27-2022 |
CFPB |
Independent Accountants' Report on the Bureau's Fiscal Year 2021 Compliance With the Payment Integrity Information Act of 2019 |
FMIC |
| 3-23-2022 |
Board |
The Board Can Strengthen Inventory and Cybersecurity Life Cycle Processes for Cloud Systems |
IT |
| 3-3-2022 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2021 and 2020, and Independent Auditors' Reports |
FMIC |
| 2-28-2022 |
Board |
The Board Has Effective Processes to Collect, Aggregate, Validate, and Report CARES Act Lending Program Data |
FMIC |
| 2-24-2022 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2021 and 2020, and Independent Auditors' Reports |
FMIC |
| 2-2-2022 |
Board |
The Board's Contract Modification Process Related to Renovation Projects Is Generally Effective |
FMIC |
| 1-31-2022 |
Board |
The Board Can Enhance Its Personnel Security Program |
MO |
| 12-8-2021 |
CFPB |
The Bureau Can Further Enhance Certain Aspects of Its Approach to Supervising Nondepository Institutions |
SR |
| 11-1-2021 |
CFPB |
The Bureau Can Improve Aspects of Its Quality Management Program for Supervision Activities |
SR |
| 10-29-2021 |
CFPB |
2021 Audit of the Bureau's Information Security Program |
IT |
| 10-29-2021 |
Board |
2021 Audit of the Board's Information Security Program |
IT |
| 10-27-2021 |
CFPB |
Independent Auditors' Report on the Bureau's Fiscal Year 2021 Compliance With the Digital Accountability and Transparency Act of 2014 |
FMIC |
| 10-6-2021 |
Board |
The Board Can Improve the Efficiency and Effectiveness of Certain Aspects of Its Consumer Compliance Examination and Enforcement Action Issuance Processes |
SR |
| 9-15-2021 |
Board |
The Board's Implementation of Enterprise Risk Management Continues to Evolve and Can Be Enhanced |
IT |
| 9-8-2021 |
CFPB |
Evaluation of the Bureau's Implementation of Splunk |
IT |
| 7-21-2021 |
CFPB |
The Bureau Can Improve Its Controls for Issuing and Managing Interagency Agreements |
FMIC |
| 7-14-2021 |
Board |
Results of Analytical Testing of the Board's Publicly Reported Data for the Secondary Market Corporate Credit Facility |
IT |
| 6-7-2021 |
Board |
The Board's Payroll Controls Are Generally Effective |
FMIC |
| 4-28-2021 |
CFPB |
Independent Accountants' Report on the Bureau's Fiscal Year 2020 Compliance With the Payment Integrity Information Act of 2019 |
FMIC |
| 4-14-2021 |
Board |
Results of Analytical Testing of the Board's Publicly Reported Data for the Main Street Lending Program |
IT |
| 3-29-2021 |
CFPB |
The Bureau Can Strengthen Its Hiring Practices and Can Continue Its Efforts to Cultivate a Diverse Workforce |
MO |
| 3-10-2021 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Independent Auditors' Reports |
FMIC |
| 3-10-2021 |
Board |
The Board Can Improve the Management of Its Renovation Projects |
FMIC |
| 2-25-2021 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Independent Auditors' Reports |
FMIC |
| 2-24-2021 |
Board |
The Board Economics Divisions Can Enhance Some of Their Planning Processes for Economic Analysis |
MO |
| 2-24-2021 |
CFPB |
Forensic Evaluation of the Bureau’s Vendor Payment Process |
IT |
| 2-22-2021 |
Board |
Calendar Year 2019 Risk Assessment of the Board’s Government Travel Card Program |
IT |
| 2-22-2021 |
Board |
Calendar Year 2019 Risk Assessment of the Board’s Purchase Card Program |
IT |
| 11-2-2020 |
CFPB |
2020 Audit of the Bureau’s Information Security Program |
IT |
| 11-2-2020 |
Board |
2020 Audit of the Board’s Information Security Program |
IT |
| 9-30-2020 |
Board |
The Board's Approach to the Cybersecurity Supervision of LISCC Firms Continues to Evolve and Can Be Enhanced |
SR |
| 8-17-2020 |
CFPB |
Results of Scoping and Suspension of the Evaluation of the Bureau's Personnel Security Program |
MO |
| 7-22-2020 |
CFPB |
The Bureau's Budget and Funding Processes |
FMIC |
| 7-22-2020 |
CFPB |
Technical Testing Results for the Bureau’s Legal Enclave |
IT |
| 7-13-2020 |
Board |
Results of Data Analytics Testing of the Board's Suitability and Personnel Screening Processes |
IT |
| 6-24-2020 |
CFPB |
The Bureau Can Improve Its Periodic Monitoring Program to Better Target Risk and Enhance Training for Examiners |
SR |
| 4-29-2020 |
CFPB |
Testing Results for the Bureau's Plan of Action and Milestones Process |
IT |
| 4-20-2020 |
CFPB |
Independent Accountants' Report on the Bureau Civil Penalty Fund's 2019 Compliance With the Improper Payments Information Act of 2002, as Amended |
FMIC |
| 4-1-2020 |
CFPB |
Fiscal Year 2019 Risk Assessment of the Bureau's Government Travel Card Program |
IT |
| 4-1-2020 |
CFPB |
Fiscal Year 2019 Risk Assessment of the Bureau's Purchase Card Program |
IT |
| 3-30-2020 |
Board |
The Board Can Improve Its Contract Administration Processes |
FMIC |
| 3-25-2020 |
Board |
The Board Can Strengthen Its Oversight of the Protective Services Unit and Improve Controls for Certain Protective Services Unit Processes |
MO |
| 3-25-2020 |
Board |
The Board Can Further Enhance the Design and Implementation of Its Operating Budget Process |
FMIC |
| 3-25-2020 |
Board |
Testing Results for the Data Loss Protection Solution Used by the Board |
IT |
| 3-23-2020 |
CFPB |
Technical Testing Results of the Bureau's Data Exfiltration Controls and Related Technologies |
IT |
| 3-23-2020 |
CFPB |
Testing Results of Select Bureau Cybersecurity Incident Response Processes |
IT |
| 3-18-2020 |
Board |
The Board's Oversight of Its Designated Financial Market Utility Supervision Program Is Generally Effective, but Certain Program Aspects Can Be Improved |
FMIC |
| 3-18-2020 |
Board |
The Board Can Enhance Certain Aspects of Its Enforcement Action Monitoring Practices |
SR |
| 3-11-2020 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2019 and 2018, and Independent Auditors' Report |
FMIC |
| 3-9-2020 |
Board |
The Board Should Finalize Guidance to Clearly Define Those Considered Senior Examiners and Subject to the Associated Postemployment Restriction |
SR |
| 3-2-2020 |
CFPB |
The Bureau's Office of Enforcement Has Centralized and Improved Its Final Order Follow-Up Activities, but Additional Resources and Guidance Are Needed |
SR |
| 2-26-2020 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2019 and 2018, and Independent Auditors' Report |
FMIC |
| 10-31-2019 |
CFPB |
2019 Audit of the Bureau's Information Security Program |
IT |
| 10-31-2019 |
Board |
2019 Audit of the Board's Information Security Program |
IT |
| 9-30-2019 |
Board |
The Board's Law Enforcement Operations Bureau Can Improve Internal Processes |
MO |
| 9-25-2019 |
CFPB |
Independent Accountants' Report on the Bureau's 2019 Compliance With the Digital Accountability and Transparency Act of 2014 |
FMIC |
| 9-25-2019 |
Board |
Leveraging Certain Strategies May Help the Board Timely Implement and Sustain Enterprisewide Workforce Planning |
MO |
| 9-25-2019 |
Board |
The Board Can Enhance Its Internal Enforcement Action Issuance and Termination Processes by Clarifying the Processes, Addressing Inefficiencies, and Improving Transparency |
SR |
| 9-11-2019 |
Board |
Forensic Evaluation of the Board's Government Travel Card Program |
IT |
| 7-17-2019 |
CFPB |
The Bureau Can Improve the Effectiveness of Its Life Cycle Processes for FedRAMP |
IT |
| 6-3-2019 |
CFPB |
Bureau Efforts to Share Consumer Complaint Data Internally Are Generally Effective; Improvements Can Be Made to Enhance Training and Strengthen Access Approval |
FMIC |
| 5-22-2019 |
CFPB |
Technical Testing Results for the Bureau's SQL Server Environment |
IT |
| 5-8-2019 |
Board |
Closure of the Audit of the Board's Fine Arts Program |
MO |
| 4-29-2019 |
CFPB |
Independent Accountants' Report on the Bureau Civil Penalty Fund's 2018 Compliance With the Improper Payments Information Act of 2002, as Amended |
FMIC |
| 3-25-2019 |
CFPB |
The Bureau Can Improve Its Risk Assessment Framework for Prioritizing and Scheduling Examination Activities |
SR |
| 3-25-2019 |
Board |
The Board Can Take Additional Steps to Advance Workforce Planning |
MO |
| 3-7-2019 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2018 and 2017, and Independent Auditors' Reports |
FMIC |
| 2-27-2019 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2018 and 2017, and Independent Auditors' Reports |
FMIC |
| 2-14-2019 |
Board |
Strengthening Organizational Governance |
FMIC |
| 2-13-2019 |
CFPB |
Fiscal Year 2018 Risk Assessment of the Bureau's Travel Card Program |
IT |
| 1-28-2019 |
CFPB |
The Bureau Can Improve Its Follow-Up Process for Matters Requiring Attention at Supervised Institutions |
SR |
| 12-12-2018 |
CFPB |
Bureau Purchase Card Program Controls Appear to Be Operating Effectively |
FMIC |
| 12-12-2018 |
Board |
The Board Can Strengthen Controls Over Its Academic Assistance Program |
MO |
| 12-3-2018 |
Board |
The Board's Currency Shipment Process Is Generally Effective but Can Be Enhanced to Gain Efficiencies and to Improve Contract Administration |
FMIC |
| 11-5-2018 |
Board |
The Board Can Strengthen Information Technology Governance |
IT |
| 11-5-2018 |
Board |
Evaluation of the Board's Implementation of Splunk |
IT |
| 10-31-2018 |
CFPB |
2018 Audit of the Bureau's Information Security Program |
IT |
| 10-31-2018 |
Board |
2018 Audit of the Board's Information Security Program |
IT |
| 9-26-2018 |
Board |
Security Control Review of the Board Division of Research and Statistics' General Support System |
IT |
| 9-26-2018 |
Board |
Review of the Failure of Fayette County Bank |
SR |
| 9-26-2018 |
CFPB |
The Bureau's Travel Card Program Controls Are Generally Effective but Could Be Further Strengthened |
FMIC |
| 9-5-2018 |
Board |
Knowledge Management for the Board’s Comprehensive Liquidity Analysis and Review Is Generally Effective and Can Be Further Enhanced |
SR |
| 6-27-2018 |
CFPB |
Security Control Review of the Bureau's Mosaic System |
IT |
| 6-20-2018 |
CFPB |
The Bureau Could Have Better Managed Its GMMB Contract and Should Strengthen Controls for Contract Financing and Contract Management |
FMIC |
| 6-20-2018 |
Board |
In Accordance With Applicable Guidance, Reserve Banks Rely on the Primary Federal Regulator of the Insured Depository Institution in the Consolidated Supervision of Regional Banking Organizations, but Document Sharing Can Be Improved |
SR |
| 5-14-2018 |
CFPB |
Independent Accountants' Report on the Bureau Civil Penalty Fund's 2017 Compliance With the Improper Payments Information Act of 2002, as Amended |
FMIC |
| 3-22-2018 |
CFPB |
Closure of the Security Control Review of the CFPB's SQL Operating Environment |
IT |
| 3-21-2018 |
Board |
Security Control Review of the Board's Public Website |
IT |
| 3-19-2018 |
Board |
Review of the Failure of Allied Bank |
SR |
| 3-7-2018 |
Board |
Security Control Review of the RADAR Data Warehouse |
IT |
| 3-5-2018 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2017 and 2016, and Independent Auditors' Reports |
FMIC |
| 2-27-2018 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2017 and 2016, and Independent Auditors' Reports |
FMIC |
| 2-21-2018 |
CFPB |
Fiscal Year 2017 Risk Assessment of the CFPB's Purchase Card Program |
IT |
| 2-21-2018 |
CFPB |
Fiscal Year 2017 Risk Assessment of the CFPB's Travel Card Program |
IT |
| 2-14-2018 |
CFPB |
Report on the Independent Audit of the Consumer Financial Protection Bureau’s Privacy Program |
IT |
| 1-25-2018 |
CFPB |
Audit of the CFPB’s Encryption of Data on Mobile Devices |
IT |
| 1-22-2018 |
CFPB |
The CFPB Can Further Strengthen Controls Over Certain Offboarding Processes and Data |
MO |
| 12-11-2017 |
Board |
The Board’s Organizational Governance System Can Be Strengthened |
FMIC |
| 11-15-2017 |
Board |
Leadership and Management Best Practices to Increase Employee Willingness to Share Views |
SR |
| 10-31-2017 |
CFPB |
2017 Audit of the CFPB's Information Security Program |
IT |
| 10-31-2017 |
Board |
2017 Audit of the Board's Information Security Program |
IT |
| 10-23-2017 |
CFPB |
The CFPB Met DATA Act Submission Requirements |
FMIC |
| 9-27-2017 |
CFPB |
The CFPB Can Improve Its Examination Workpaper Documentation Practices |
SR |
| 9-20-2017 |
CFPB |
The CFPB Can Enhance the Effectiveness of Its Examiner Commissioning Program and On-the-Job Training Program |
SR |
| 9-20-2017 |
CFPB |
The CFPB Generally Complies With Requirements for Issuing Civil Investigative Demands but Can Improve Certain Guidance and Centralize Recordkeeping |
SR |
| 8-16-2017 |
Board |
The Board Can Strengthen Its Guidance and Planning Efforts for Future Evaluations of the Law Enforcement Unit |
MO |
| 5-24-2017 |
Board |
The Board Can Improve Communication and Documentation Regarding the Martin Building Project |
FMIC |
| 5-22-2017 |
CFPB |
Security Control Review of the CFPB's Public Website |
IT |
| 5-15-2017 |
CFPB |
The CFPB Can Improve Its Practices to Safeguard the Office of Enforcement's Confidential Investigative Information |
SR |
| 4-17-2017 |
Board |
The Board Can Enhance Its Cybersecurity Supervision Approach in the Areas of Third-Party Service Provider Oversight, Resource Management, and Information Sharing |
IT |
| 4-17-2017 |
CFPB |
Security Control Review of the CFPB's Active Directory Implementation |
IT |
| 3-30-2017 |
CFPB |
The CFPB Can Strengthen Contract Award Controls and Administrative Processes |
FMIC |
| 3-29-2017 |
Board |
The Board Can Improve the Effectiveness of Continuous Monitoring as a Supervisory Tool |
SR |
| 3-29-2017 |
CFPB |
The CFPB's Civil Penalty Fund Is in Compliance With the Improper Payments Information Act of 2002, as Amended |
FMIC |
| 3-15-2017 |
Board |
The Board Can Improve Documentation of Office of Foreign Assets Control Examinations |
SR |
| 3-15-2017 |
CFPB |
The CFPB Can Strengthen Its Controls for Identifying and Avoiding Conflicts of Interest Related to Vendor Activities |
SR |
| 3-7-2017 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2016 and 2015, and Independent Auditors' Reports |
FMIC |
| 3-1-2017 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2016 and 2015, and Independent Auditors' Reports |
FMIC |
| 2-1-2017 |
CFPB |
Fiscal Year 2016 Risk Assessment of the CFPB's Travel Card Program |
IT |
| 2-1-2017 |
CFPB |
Fiscal Year 2016 Risk Assessment of the CFPB's Purchase Card Program |
IT |
| 11-30-2016 |
CFPB |
Evaluation of the CFPB's Implementation of the Digital Accountability and Transparency Act of 2014 |
FMIC |
| 11-30-2016 |
CFPB |
The CFPB's Advisory Committees Help Inform Agency Activities, but Advisory Committees' Administration Should Be Enhanced |
MO |
| 11-14-2016 |
Board |
Opportunities Exist to Increase Employees' Willingness to Share Their Views About Large Financial Institution Supervision Activities |
SR |
| 11-10-2016 |
Board |
2016 Audit of the Board’s Information Security Program |
IT |
| 11-10-2016 |
CFPB |
2016 Audit of the CFPB’s Information Security Program |
IT |
| 8-12-2016 |
Board |
OIG Report on the Board’s Information Security Management Practices Pursuant to Section 406 of the Cybersecurity Act of 2015 |
IT |
| 8-12-2016 |
CFPB |
OIG Report on the CFPB’s Information Security Management Practices Pursuant to Section 406 of the Cybersecurity Act of 2015 |
IT |
| 7-25-2016 |
CFPB |
The CFPB's Coordination for Targeted Consumer Financial Education Aligns With Best Practices and Can Benefit From Federal Partner Insights |
MO |
| 7-22-2016 |
Board |
The Board's Protective Services Unit Is Operating Effectively and Efficiently |
MO |
| 6-27-2016 |
CFPB |
The CFPB Should Continue to Enhance Controls for Its Government Travel Card Program |
FMIC |
| 5-11-2016 |
Board |
Security Control Review of the Board's Active Directory Implementation |
IT |
| 5-2-2016 |
CFPB |
The CFPB's Civil Penalty Fund Is in Compliance With the Improper Payments Information Act of 2002, as Amended |
FMIC |
| 4-15-2016 |
Board |
The Board Should Strengthen Controls to Safeguard Embargoed Sensitive Economic Information Provided to News Organizations |
MO |
| 3-31-2016 |
Board |
Review of the Failure of NBRS Financial |
SR |
| 3-8-2016 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2015 and 2014, and Independent Auditors’ Reports |
FMIC |
| 3-2-2016 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2015 and 2014, and Independent Auditors’ Reports |
FMIC |
| 2-3-2016 |
CFPB |
Collecting Additional Information Can Help the CFPB Manage Its Future Space-Planning Activities |
FMIC |
| 1-19-2016 |
CFPB |
The CFPB's Civil Penalty Fund Victim Identification Process Is Generally Effective but Can Be Enhanced |
FMIC |
| 12-17-2015 |
CFPB |
Fiscal Year 2015 Risk Assessment of the CFPB's Purchase Card Program |
FMIC |
| 12-17-2015 |
Board |
Security Control Review of the Board's Statistics and Reserves System |
IT |
| 11-13-2015 |
CFPB |
2015 Audit of the CFPB's Information Security Program |
IT |
| 11-13-2015 |
Board |
2015 Audit of the Board's Information Security Program |
IT |
| 10-29-2015 |
Board |
The Board Identified Areas of Improvement for Its Supervisory Stress Testing Model Validation Activities, and Opportunities Exist for Further Enhancement |
SR |
| 9-30-2015 |
Board |
Congressional Request Related to the In-Scope Borrower Population of the Independent Foreclosure Review and the Subsequent Payment Agreement |
SR |
| 9-16-2015 |
Board |
The Board Continues to Follow a Structured Approach to Planning and Executing the Relocation of the Data Center |
IT |
| 9-10-2015 |
CFPB |
Opportunities Exist to Enhance Management Controls Over the CFPB's Consumer Complaint Database |
FMIC |
| 9-2-2015 |
Board |
Security Control Review of the Board’s Consolidated Supervision Comparative Analysis, Planning and Execution System |
IT |
| 9-2-2015 |
CFPB |
The CFPB Can Enhance Its Contract Management Processes and Related Controls |
FMIC |
| 8-26-2015 |
CFPB |
The CFPB Can Further Enhance Internal Controls for Certain Hiring Processes |
MO |
| 7-31-2015 |
CFPB |
CFPB Headquarters Construction Costs Appear Reasonable and Controls Are Designed Appropriately |
FMIC |
| 7-23-2015 |
CFPB |
Security Control Review of the CFPB’s Data Team Complaint Database |
IT |
| 6-29-2015 |
CFPB |
The CFPB Can Enhance Its Process for Notifying Prudential Regulators of Potential Material Violations |
SR |
| 6-1-2015 |
CFPB |
Coordination of Responsibilities Among the Consumer Financial Protection Bureau and the Prudential Regulators—Limited Scope Review |
SR |
| 5-7-2015 |
CFPB |
The CFPB Is in Compliance With IPIA, as Amended |
FMIC |
| 3-31-2015 |
CFPB |
Security Control Review of the CFPB's Tableau System |
IT |
| 3-31-2015 |
Board |
The Board Can Enhance Its Diversity and Inclusion Efforts |
MO |
| 3-26-2015 |
Board |
Review of the Failure of Waccamaw Bank |
SR |
| 3-17-2015 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2014 and 2013, and Independent Auditors' Reports |
FMIC |
| 3-12-2015 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2014 and 2013, and Independent Auditors' Reports |
FMIC |
| 3-4-2015 |
CFPB |
The CFPB Can Enhance Its Diversity and Inclusion Efforts |
MO |
| 1-30-2015 |
Board |
Audit of Planned Physical and Environmental Controls for the Board’s Data Center Relocation |
IT |
| 12-23-2014 |
CFPB |
Fiscal Year 2014 Risk Assessment of the CFPB’s Purchase Card and Travel Card Programs |
FMIC |
| 12-18-2014 |
Board |
Opportunities Exist to Improve the Operational Efficiency and Effectiveness of the Board's Information Security Life Cycle |
IT |
| 11-14-2014 |
CFPB |
2014 Audit of the CFPB's Information Security Program |
IT |
| 11-14-2014 |
Board |
2014 Audit of the Board's Information Security Program |
IT |
| 10-30-2014 |
Board |
The Board Can Better Coordinate Its Contingency Planning and Continuity of Operations Program |
IT |
| 10-17-2014 |
Board |
The Board Should Enhance Its Supervisory Processes as a Result of Lessons Learned From the Federal Reserve's Supervision of JPMorgan Chase & Company's Chief Investment Office |
SR |
| 9-30-2014 |
Board |
Opportunities Exist to Enhance the Onsite Reviews of the Reserve Banks’ Wholesale Financial Services |
FMIC |
| 9-30-2014 |
CFPB |
Audit of the CFPB’s Acquisition and Contract Management of Select Cloud Computing Services |
IT |
| 9-30-2014 |
Board |
Opportunities Exist to Enhance the Board’s Oversight of Future Complex Enforcement Actions |
SR |
| 9-29-2014 |
CFPB |
The CFPB Complies With Section 1100G of the Dodd-Frank Act, but Opportunities Exist for the CFPB to Enhance Its Process |
SR |
| 8-21-2014 |
Board |
Security Control Review of the Board’s E2 Solutions Travel Management System |
IT |
| 7-25-2014 |
Board |
Enforcement Actions and Professional Liability Claims Against Institution-Affiliated Parties and Individuals Associated with Failed Institutions |
SR |
| 7-17-2014 |
CFPB |
Security Control Review of the CFPB’s Cloud Computing–Based General Support System |
IT |
| 6-30-2014 |
CFPB |
Response to the January 29, 2014, Congressional Request Regarding the CFPB's Headquarters Renovation Project |
FMIC |
| 6-30-2014 |
Board |
The Board Should Enhance Its Policies and Procedures Related to Conference Activities |
FMIC |
| 6-30-2014 |
CFPB |
The CFPB Has Established Effective GPRA Processes, but Opportunities Exist for Further Enhancement |
MO |
| 3-31-2014 |
Board |
Opportunities Exist for the Board to Improve Recordkeeping, Cost Estimation, and Cost Management Processes for the Martin Building Construction and Renovation Project |
FMIC |
| 3-28-2014 |
Board |
The Board's Law Enforcement Unit Could Benefit From Enhanced Oversight and Controls to Ensure Compliance With Applicable Regulations and Policies |
MO |
| 3-27-2014 |
CFPB |
The CFPB Can Improve the Efficiency and Effectiveness of Its Supervisory Activities |
SR |
| 3-26-2014 |
Board |
Transfer of Office of Thrift Supervision Functions Is Completed |
MO |
| 3-12-2014 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2013 and 2012, and Independent Auditors' Reports |
FMIC |
| 3-12-2014 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2013 and 2012, and Independent Auditors' Reports |
FMIC |
| 2-26-2014 |
Board |
Opportunities Exist to Achieve Operational Efficiencies in the Board's Management of Information Technology Services |
IT |
| 2-7-2014 |
Board |
Audit of the Board's Data Center Relocation |
IT |
| 1-16-2014 |
CFPB |
Audit of the CFPB's Civil Penalty Fund |
FMIC |
| 12-16-2013 |
CFPB |
The CFPB Should Reassess Its Approach to Integrating Enforcement Attorneys Into Examinations and Enhance Associated Safeguards |
SR |
| 12-2-2013 |
CFPB |
2013 Audit of the CFPB's Information Security Program |
IT |
| 11-14-2013 |
Board |
2013 Audit of the Board's Information Security Program |
IT |
| 10-29-2013 |
Board |
Response to a Congressional Request Regarding the Board's Compliance with Federal Requirements for Addressing Climate Change |
MO |
| 10-29-2013 |
CFPB |
Response to a Congressional Request Regarding the CFPB's Compliance with Federal Requirements for Addressing Climate Change |
MO |
| 10-22-2013 |
CFPB |
Observations and Matters for Consideration Regarding the CFPB's Annual Budget Process |
FMIC |
| 9-30-2013 |
Board |
The Board Should Improve Procedures for Preparing for and Responding to Emergency Events |
MO |
| 9-30-2013 |
CFPB |
Opportunities Exist for the CFPB to Strengthen Compliance with Its Purchase Card Policies and Procedures |
FMIC |
| 9-30-2013 |
CFPB |
The CFPB Should Strengthen Internal Controls for Its Government Travel Card Program to Ensure Program Integrity |
FMIC |
| 9-26-2013 |
Board |
Status of the Transfer of Office of Thrift Supervision Functions |
SR |
| 9-5-2013 |
Board |
The Board Can Benefit from Implementing an Agency-Wide Process for Maintaining and Monitoring Administrative Internal Control |
FMIC |
| 8-27-2013 |
Board |
Board Should Strengthen Controls over the Handling of the Federal Open Market Committee Meeting Minutes |
FMIC |
| 8-26-2013 |
CFPB |
Opportunities Exist to Enhance the CFPB's Policies, Procedures, and Monitoring Activities for Conferences |
FMIC |
| 8-6-2013 |
Board |
Security Control Review of a Third-party Commercial Data Exchange Service Used by the Board's Division of Banking Supervision and Regulation |
IT |
| 7-19-2013 |
Board |
Security Control Review of the Board's National Examination Database System |
IT |
| 7-1-2013 |
Board |
Board Should Enhance Compliance with Small Entity Compliance Guide Requirements Contained in the Small Business Regulatory Enforcement Fairness Act of 1996 |
SR |
| 3-29-2013 |
Board |
Controls over the Board's Purchase Card Program Can Be Strengthened |
FMIC |
| 3-29-2013 |
Board |
Audit Observations on the Board's Planning and Contracting Process for the Martin Building Construction, Renovation, and Relocation of Staff |
MO |
| 3-28-2013 |
CFPB |
CFPB Contract Solicitation and Selection Processes Facilitate FAR Compliance, but Opportunities Exist to Strengthen Internal Controls |
FMIC |
| 3-28-2013 |
CFPB |
Security Control Review of the Consumer Financial Protection Bureau's Consumer Response System |
IT |
| 3-27-2013 |
Board |
Status of the Transfer of Office of Thrift Supervision Functions |
SR |
| 3-22-2013 |
Board |
Review of the Failure of Bank of Whitman |
SR |
| 3-5-2013 |
Board |
Board of Governors of the Federal Reserve System Financial Statements as of and for the Years Ended December 31, 2012 and 2011, and Independent Auditors' Reports |
FMIC |
| 2-28-2013 |
Board |
Federal Financial Institutions Examination Council Financial Statements as of and for the Years Ended December 31, 2012 and 2011, and Independent Auditors' Report |
FMIC |
| 1-18-2013 |
Board |
No Changes Recommended to Freedom of Information Act Exemption Included in the Amended Federal Reserve Act |
MO |
| 12-1-2012 |
Board |
Security Control Review of Contingency Planning Controls for the Information Technology General Support System |
IT |
| 11-15-2012 |
CFPB |
2012 Audit of the Consumer Financial Protection Bureau's Information Security Program |
IT |
| 11-12-2012 |
Board |
2012 Audit of the Board's Information Security Program |
IT |
| 9-28-2012 |
Board |
Security Control Review of the Aon Hewitt Employee Benefits System |
IT |
| 9-28-2012 |
CFPB |
Evaluation of the Consumer Financial Protection Bureau's Consumer Response Unit |
MO |
| 9-28-2012 |
Board |
Audit of the Board's Government Travel Card Program |
FMIC |
| 9-28-2012 |
Board |
Audit of the Board's Actions to Analyze Mortgage Foreclosure Processing Risks |
MO |
| 9-26-2012 |
Board |
Status of the Transfer of Office of Thrift Supervision Functions |
SR |
| 8-31-2012 |
Board |
Audit of the Small Community Bank Examination Process |
SR |
| 8-16-2012 |
Board |
Inspection of the Board's Protective Services Unit |
MO |
| 8-8-2012 |
Board |
Security Control Review of the Federal Reserve Bank of Richmond's Lotus Notes Systems Supporting the Board's Division of Banking Supervision and Regulation |
IT |
| 7-31-2012 |
Board |
Review of the Unauthorized Disclosure of a Confidential Staff Draft of the Volcker Rule Notice of Proposed Rulemaking |
SR |
| 5-23-2012 |
Board |
Audit of the Board's Progress in Developing Enhanced Prudential Standards |
SR |
| 5-18-2012 |
Board |
Material Loss Review of Community Banks of Colorado |
SR |
| 4-20-2012 |
Board |
Security Control Review of the Board's Public Website |
IT |
| 4-12-2012 |
Board |
Material Loss Review of the Bank of the Commonwealth |
SR |
| 3-30-2012 |
Board |
Inquiry into Allegations of Undue Political Interference with Federal Reserve Officials Related to the 1972 Watergate Burglary and Iraq Weapons Purchases during the 1980s |
MO |
| 3-30-2012 |
Board |
Security Control Review of the National Remote Access Services System |
IT |
| 3-21-2012 |
Board |
Status of the Transfer of Office of Thrift Supervision Functions |
SR |
| 3-8-2012 |
Board |
Board Financial Statements and Independent Auditors' Report, December 31, 2011 and 2010 |
FMIC |
| 3-5-2012 |
Board |
Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2011 and 2010 |
FMIC |
| 2-22-2012 |
Board |
Material Loss Review of First Chicago Bank and Trust |
SR |
| 1-27-2012 |
Board |
Review of the Division of Reserve Bank Operations and Payment Systems' Oversight of the Next Generation $100 Note |
MO |
| 12-15-2011 |
Board |
Review of the Failure of Legacy Bank |
SR |
| 11-22-2011 |
Board |
Material Loss Review of the Park Avenue Bank |
SR |
| 11-15-2011 |
CFPB |
Audit of the Bureau of Consumer Financial Protection's Information Security Program |
IT |
| 11-14-2011 |
Board |
Audit of the Board's Information Security Program |
IT |
| 9-30-2011 |
Board |
Summary Analysis of Failed Bank Reviews |
SR |
| 9-30-2011 |
Board |
Evaluation of Prompt Regulatory Action Implementation |
SR |
| 9-30-2011 |
Board |
Security Control Review of the Visitor Registration System |
IT |
| 9-30-2011 |
Board |
Audit of the Board's Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act |
SR |
| 9-29-2011 |
Board |
Review of the Failure of Pierce Commercial Bank |
SR |
| 9-28-2011 |
Board |
Status of the Transfer of Office of Thrift Supervision Functions |
SR |
| 8-23-2011 |
Board |
Material Loss Review of First Community Bank |
SR |
| 7-29-2011 |
Board |
Annual Report of the Council of Inspectors General on Financial Oversight |
SR |
| 7-15-2011 |
CFPB |
Review of CFPB Implementation Planning Activities |
MO |
| 6-13-2011 |
Board |
Response to a Congressional Request Regarding the Economic Analysis Associated with Specified Rulemakings |
SR |
| 3-31-2011 |
Board |
Review of the Failure of Independent Bankers' Bank |
SR |
| 3-31-2011 |
Board |
Audit of the Board's Transportation Subsidy Program |
FMIC |
| 3-28-2011 |
Board |
Review of the Joint Implementation Plan for the Transfer of Office of Thrift Supervision Functions |
SR |
| 2-28-2011 |
Board |
Board Financial Statements and Independent Auditors' Report, December 31, 2010 and 2009 |
FMIC |
| 2-28-2011 |
Board |
Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2010 and 2009 |
FMIC |
| 1-10-2011 |
Board |
Joint Response by the Inspectors General of the Department of the Treasury and the Board of Governors of the Federal Reserve System to a Request for Information Concerning the Bureau of Consumer Financial Protection |
SR |
| 12-17-2010 |
Board |
Security Control Review of the Internet Electronic Submission System |
IT |
| 12-8-2010 |
Board |
Material Loss Review of Midwest Bank and Trust Company |
SR |
| 11-16-2010 |
Board |
The Federal Reserve's Section 13(3) Lending Facilities to Support Overall Market Liquidity: Function, Status, and Risk Management |
MO |
| 11-15-2010 |
Board |
Audit of the Board's Information Security Program |
IT |
| 9-30-2010 |
Board |
Review of the Failure of Marco Community Bank |
SR |
| 9-1-2010 |
Board |
Material Loss Review of Barnes Banking Company |
SR |
| 6-30-2010 |
Board |
Material Loss Review of SolutionsBank |
SR |
| 6-24-2010 |
Board |
Security Control Review of the Lotus Notes and Lotus Domino Infrastructure |
IT |
| 6-14-2010 |
Board |
Material Loss Review of Orion Bank |
SR |
| 5-12-2010 |
Board |
Material Loss Review of Bank of Elmwood |
SR |
| 5-12-2010 |
Board |
Material Loss Review of San Joaquin Bank |
SR |
| 4-29-2010 |
Board |
Material Loss Review of Warren Bank |
SR |
| 4-29-2010 |
Board |
Material Loss Review of Irwin Union Bank and Trust |
SR |
| 3-19-2010 |
Board |
Board Financial Statements and Independent Auditors' Report, December 31, 2009 and 2008 |
FMIC |
| 3-15-2010 |
Board |
Material Loss Review of CapitalSouth Bank |
SR |
| 3-15-2010 |
Board |
Material Loss Review of Community Bank of Nevada |
SR |
| 3-12-2010 |
Board |
Material Loss Review of Community First Bank |
SR |
| 3-9-2010 |
Board |
Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2009 and 2008 |
FMIC |
| 2-19-2010 |
Board |
Material Loss Review of BankFirst |
SR |
| 1-28-2010 |
Board |
Material Loss Review of Neighborhood Community Bank |
SR |
| 1-28-2010 |
Board |
Material Loss Review of Community Bank of West Georgia |
SR |
| 12-18-2009 |
Board |
Material Loss Review of Michigan Heritage Bank |
SR |
| 11-17-2009 |
Board |
Audit of the Board's Information Security Program |
IT |
| 10-1-2009 |
Board |
Audit of Management and Accountability of Mobile Computing Devices |
IT |
| 9-30-2009 |
Board |
The Board's Processing of Applications for the Capital Purchase Program under the Troubled Asset Relief Program |
MO |
| 9-9-2009 |
Board |
Material Loss Review of Riverside Bank of the Gulf Coast |
SR |
| 6-29-2009 |
Board |
Material Loss Review of First Georgia Community Bank |
SR |
| 6-1-2009 |
Board |
Security Control Review of the Electronic Security System |
IT |
| 3-31-2009 |
Board |
Audit of Blackberry and Cell Phone Internal Controls |
FMIC |
| 3-31-2009 |
Board |
Security Control Review of the Audit Logging Provided by the Information Technology General Support System |
IT |
| 3-23-2009 |
Board |
Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2008 and 2007 |
FMIC |
| 3-2-2009 |
Board |
Report on the Inspection of the Board's Law Enforcement Unit |
MO |
| 9-30-2008 |
Board |
Report on the Audit of the Board's Information Security Program |
IT |
| 9-30-2008 |
Board |
Report on the Control Review of the Board's Currency Expenditures and Assessments |
FMIC |
| 9-1-2008 |
Board |
Evaluation of Certification and Accreditation (C&A) Reviews of the National Examination Database |
IT |
| 9-1-2008 |
Board |
Evaluation of Data Flows for Board Employee Information Received by the Office of Employee Benefits and its Contractors |
IT |
| 9-1-2008 |
Board |
Security Control Reviews of Two Federal Reserve Bank of Boston Applications |
IT |
| 6-2-2008 |
Board |
Reducing the Risk of Loss or Theft of Confidential Information: Comparison of Agencies' Requirements |
FMIC |
| 6-2-2008 |
Board |
Security Control Review of the Currency Ordering System (COS) |
IT |
| 3-19-2008 |
Board |
Board Financial Statements and Independent Auditors' Report, December 31, 2007 and 2006 |
FMIC |
| 3-3-2008 |
Board |
Control Review of the Reserve Bank Operating Assessment Process |
FMIC |
| 3-3-2008 |
Board |
Inspection of Controls for Safeguarding Confidential and Personally Identifiable Information Collected During Bank Examinations |
FMIC |
| 3-3-2008 |
Board |
Review of Selected Common Information Security Controls |
IT |
| 2-28-2008 |
Board |
Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report, December 31, 2007 and 2006 |
FMIC |
| 1-1-2008 |
Board |
Security Control Review of the Federal Reserve Integrated Records Management Architecture |
IT |
| 9-28-2007 |
Board |
Inspection Of Federal Reserve Examination Practices For Assessing Financial Institutions' Office Of Foreign Asset Control (OFAC) Compliance Programs |
SR |
| 9-25-2007 |
Board |
Report on the Audit of the Board's Information Security Program |
IT |
| 9-3-2007 |
Board |
Report on the Inspection of the Board's Protective Services Unit |
MO |
| 4-17-2007 |
Board |
Board Financial Statements and Independent Auditors' Report December 31, 2006 and 2005 |
FMIC |
| 3-28-2007 |
Board |
Applying Agreed-Upon Procedures Statement of Financial Accounting Standards No. 112 |
FMIC |
| 3-9-2007 |
Board |
Audit of the Board's Compliance with Overtime Requirements of the Fair Labor Standards Act |
MO |
| 3-7-2007 |
Board |
Federal Financial Institutions Examination Council Financial Statements and Independent Auditors' Report December 31, 2006 and 2005 |
FMIC |
| 2-2-2007 |
Board |
Applying Agreed-Upon Procedures Statement of Financial Accounting Standards No. 106 |
FMIC |
